The SEC Focuses on Advisor-Led Secondary Transactions in New Private Fund Reforms
On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) adopted new rules under the Investment Advisers Act of 1940 to enhance the regulation of private fund advisors. The sweeping rules make several requirements of private fund advisors designed to protect their investors.
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Contacts
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Mark Schade Managing Director
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Helen Cheng Managing Director Co-Head of Fund Opinions
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Tad Flynn Senior Advisor
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Lee Sussman Director
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Peter Mullen Director
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Mike Hakimi Vice President
